ENSIKLOPEDIA
Democracy indices
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Democracy indices / rankings are quantitative and comparative measurements of the state of democracy[1] for different countries according to various definitions[2] and concepts of democracy, to allow for their assessment, and development.
The democracy indices / rankings differ in whether they are categorical, such as classifying countries into democracies, hybrid regimes, and autocracies,[3][4] or continuous values.[5] The qualitative nature of democracy indices / rankings enables data analytical approaches for studying causal mechanisms of regime transformation processes. Democracy indices / rankings vary in their scope and the weight assigned to different aspects of democracy. These aspects include the breadth and strength of core democratic institutions, freedom of expression, the competitiveness and inclusiveness of polyarchy, governance quality, adherence to democratic norms, co-option of opposition, and other related factors, such as electoral system manipulation, electoral fraud, and popular support of anti-democratic alternatives.[6][7][8]
Prominent democracy indices
- Freedom in the World, a yearly survey and report by the U.S.-based[12] non-governmental organization Freedom House. It measures the degree of civil liberties and political rights in the world nations. Depending on the ratings, the nations are then classified as "Free", "Partly Free", or "Not Free".[13]
- The Economist Democracy Index, by the UK-based Economist Intelligence Unit (EIU), is an assessment of countries' democracy. Countries are rated as "full democracies", "flawed democracies", "hybrid regimes", or "authoritarian regimes". The index is based on five categories measuring "electoral processes and pluralism", "functioning of government, governance", "civil liberties", "political [indirect, electoral][14] participation" and "political culture".[15]
- The V-Dem Democracy Indices, by the V-Dem Institute (University of Gothenburg), distinguishes between five high-level principles of democracy: "electoral", "liberal", "participatory", "deliberative" and "egalitarian", and quantifies these principles.[16] The V-Dem Democracy indices include the Citizen-initiated component of direct popular vote index, which indicates the strength of some aspects of "direct democracy" and the presidentialism index, which indicates higher concentration of political power in the hands of one individual.
- The Bertelsmann Transformation Index, by the Bertelsmann Stiftung, evaluates the development status and governance of political and economic transformation processes on the path to constitutional democracy and a market economy for developing and transition countries around the world. Bertelsmann Transformation Index categorizes countries into: hard-line autocracy, moderate autocracy, very defective democracy, defective democracy, and consolidating democracy.[17]
- The Global State of Democracy Indices, by the International Institute for Democracy and Electoral Assistance, assesses democratic performance using different types of sources: expert surveys, standards-based coding by research groups and analysts, observational data and composite measures.[18]
- The Democracy Perception Index, published annually by the Alliance of Democracies, is the world's largest annual survey on how people perceive the state of democracy[19] (cf. the Corruption Perceptions Index (CPI) by Transparency International, which similarly seeks to measure public perception of corruption).
Projects
- The Referendum Database (RDB, since 2022), a database with information on direct democracy institutions such as referendum and initiative, or of those of representative democracies, authoritarian or totaliarian regimes such as plebiscites (referendums from above),[20] as well as their use in popular votes[21][22] with Varieties of Referendums (V-Ref, integrity of referendums, indicators for measuring their quality, a 2026–2029 project financed by SNF and DFG) of the Centre for Research on Direct Democracy (c2d / C2D)[22] at the Centre for Democracy Aarau (ZDA).
- One of their main reports[23] already published is The World of Referendums (WoR), Yearly Referendum Database (RDB) report series.[20][24]
- RDB is a further development of the c2d database[22] of the Centre for Research on Direct Democracy (c2d) founded 1993 by Andreas Auer at the University of Geneva (in 2007 Auer also co-founded the ZDA in Aarau and moved the c2d there).[25][24]
- The Democracy Barometer,[26] of the Centre for Democracy Aarau (ZDA) and the Department of Political Science at the University of Zurich, measures the quality of (so far) some of the established democracies with comparative data on the principles of "freedom" ("individual liberties", "rule of law", "public sphere"), "control" ("competition", "mutual constraints", "governmental capability"), "equality" ("transparency", "participation", "representation"), lists the indicators used to calculate these principles and produces Country reports and additional materials (codebook, methodology).
Indices measuring aspects of democracy
- The Effective Number of Parties is an index of the adjusted number of political parties in a country's party system.[27]
- The Electoral Integrity Project surveys academics on the perceived electoral integrity of countries and subnational entities
- The Fragile States Index, formerly the Failed States Index, is an annual report that aims to assess states' vulnerability to conflict or collapse, ranking all sovereign states with membership in the United Nations where there is enough data available for analysis.[28]
- The Gallagher index measures an electoral system's relative disproportionality between votes received and seats in a legislature.[29]
- The Pedersen index is a measure of political volatility in party systems.
- The government distance measures the substantive political representation congruence as the political distance between the government and the median voter.[30]
Other measured aspects of democracy include voter turnout, efficiency gap, wasted vote, and political efficacy.[31][32]
Historical
- The Democracy-Dictatorship Index was a binary measure of democracy and dictatorship.[34]
- The Democracy Ranking was a democracy ranking by the Association for Development and Advancement of the Democracy Award.[35]
- The Polity data series contains annual information on regime authority characteristics and covers the years 1800–2018 based on competitiveness, openness, and level of participation, sponsored by the Political Instability Task Force (PITF).[36]
- Boix-Miller-Rosato dichotomous coding of democracy, easy-to-observe characteristics, few evaluations by own researchers based on academic literature. As a classification: non-democracy to democracy.[37]
- Lexical Index of Electoral Democracy (LIED) by Skaaning et al. democracy's characteristics assessed with easy-to-observe characteristics, few evaluations by own researchers based on academic research, and evaluating whether necessary characteristics are present.[38]
- The Index of Democratization created by Tatu Vanhanen.
Measuring democracy
Difficulties in measuring democracy
Democracy is a multifaceted concept encompassing the functioning of diverse institutions, many of which are challenging to measure. As a result, limitations arise in quantifying and econometrically analyzing democracy's potential effects or its relationships with other phenomena, such as inequality, poverty, and education. etc.[39] Given the challenges of obtaining reliable data on within-country variations in aspects of democracy, much of the academic focus has been on cross-country comparisons. However, significant variations in democratic institutions can exist within individual countries, highlighting the limitations of such an approach.
Another dimension of the difficulty in measuring democracy lies in the ongoing debate between minimalist and maximalist definitions of democracy. A minimalist conception of democracy defines democracy by primarily considering the essence of democracy; such as electoral procedures.[40] A maximalist definition of democracy can include outcomes, such as economic or administrative efficiency, into measures of democracy.[41] Some aspects of democracy, such as responsiveness[42] or accountability, are generally not included in democracy indices / rankings due to the difficulty measuring these aspects. Other aspects, such as judicial independence or quality of the electoral system, are included in some democracy indices / rankings but not in others.
Some measures of democracy, such as Freedom House and Polity IV, adopt a maximalist understanding of democracy by analyzing indicators that extend beyond mere electoral procedures. These measures aim to capture broader dimensions of democratic governance, reflecting a more comprehensive view of political systems.[43] These measures attempt to gauge contestation and inclusion; two features Robert Dahl argued are essential in democracies that successfully promote accountable governments.[44][45] The democratic rating given by these mainstream measures can vary greatly depending on the indicators and evidence they deploy.[46] The definition of democracy utilized by these measures is important because of the discouraging and alienating power such ratings can have, particularly when determined by indicators which are biased toward Western democracies.[47]
Dieter Fuchs and Edeltraud Roller argue that accurately measuring the quality of democracy requires complementing objective metrics with subjective measurements that reflect the perspectives and experiences of citizens.[48] Similarly, Quinton Mayne and Brigitte Geißel also defend that the quality of democracy does not depend exclusively on the performance of institutions, but also on the citizens' own dispositions and commitment.[49]
Critiques of measures of democracy
Data on democracy, and particularly global indices of democracy, and the data they rely on, have been the subject of scrutiny and criticized by various scholars. Gerardo L. Munck and Jay Verkuilen for instance, have raised concerns about the methods used by prominent democracy indices / rankings such as Freedom House and Polity, such as the concept of democracy they measured, the design of indicators, and the aggregation rule.[50] Political scientists Andrew T. Little and Anne Meng "highlight measurement concerns regarding time-varying bias in expert-coded data" such as Freedom House and V-Dem and encourage improving expert-coding practices.[51] Knutsen et al.[52] did not see evidence for time-varying bias in their expert-coded data and note the application of item response theory, factor analysis and estimates of uncertainties to limit expert biases while discussing concerns in operationalization of observer-invariant measures of democracy.
Problems and challenges of measuring democracy, seeking for ways out
Seeking for ways out, for consensus about how to conceptualize and measure regimes, from democratic to authoritarian or totalitarian, so that meaningful comparisons can be made through time and across countries, is still an open, challenging task for the scientific community.[55]
In 2015, Seva Gunitsky wrote in the Washington Post, based upon his research for Ranking the World – Grading States as a Tool of Global Governance,[56] that measuring democracy can mislead as much as clarify – a problem for academics, policy-makers and anyone who cares about democracy.[53]
In his contribution Lost in the Gray Zone: Competing Measures of Democracy in the Former Soviet Republics[54] in Ranking the World,[56] he, on the example of former Soviet republics, examines fundamental problems with measures of democracy, observing that indices often disagree and occasionally draw contradictory conclusions from observing the same event. He argues, that this reflects inherent tradeoffs in conceptualizing democratic governance, which arise from fundamental normative disagreements about a highly contested concept.
Conceptualizing and measuring democracy
In 2011, Michael Coppedge, John Gerring et al. proposed an approach to such conceptualization and measurement. In their paper Conceptualizing and Measuring Democracy: A New Approach[55] they review some of the weaknesses among contemporary and older approaches, then lay out their approach, characterizing it as historical, multidimensional, disaggregated, and transparent.
The authors propose to create a new set of indicators, four features, considered together, to conceptualize and measure democracy. First, historical, extending indicators of democracy back through modern history, wherever possible. Second, a multidimensional approach to the problem of conceptualizing democracy. Third, to collect information relevant to democracy at a highly disaggregated level. Fourth, transparent, a strategy for data collection and presentation that should enhance the precision, validity, transparency, and legitimacy of the resulting indicators.
They also sum up the conceptions – and/or (rather) aspects[57] – of democracy into six – electoral, liberal, majoritarian, participatory, deliberative, and egalitarian, which taken together offer a fairly comprehensive accounting of the concept of democracy as it is employed today (see overview in the table below).
In the conclusion they review some of the payoffs such an approach might bring to the study – and possibly development[57] – of democracy.
| Conceptions of democracy – overview (Michael Coppedge, John Gerring et al., 2011[55]) | ||||
| Principles | Question | Institutions | ||
| I. | Electoral (aka elite, minimal, realist, Schumpeterian) |
Contestation, competition | Are government offices filled by free and fair multiparty elections? | Elections, political parties, competitiveness and turnover |
| II. | Liberal (aka consensus, pluralist) |
Limited government, multiple veto points, horizontal accountability, individual rights, civil liberties, transparency | Is political power decentralized & constrained? | Multiple, independent, and decentralized, with special focus on the role of the media, interest groups, the judiciary, and a written constitution with explicit guarantees |
| III. | Majoritarian (aka responsible party government) |
Majority rule, centralization, vertical accountability | Does the majority (or plurality) rule? | Consolidated and centralized, with special focus on the role of political parties |
| IV. | Participatory | Government by the people | Do ordinary citizens participate in politics?[58] | Election law, civil society, local government, direct democracy |
| V. | Deliberative | Government by reason | Are political decisions the product of public deliberation? | Media, hearings, panels, other deliberative bodies[59] |
| VI. | Egalitarian | Political equality | Are all citizens equally empowered? | Designed to ensure equal participation, representation, protection, and politically relevant resources |
See also
References
- ↑ Geissel, Brigitte; Kneuer, Marianne; Lauth, Hans-Joachim (2016). "Measuring the quality of democracy: Introduction". International Political Science Review. 37 (5). Sage Publications: 571–579. doi:10.1177/0192512116669141. ISSN 0192-5121. JSTOR 26556872. S2CID 151808737. Retrieved 3 April 2023.
- ↑ Greenwood, Shannon (6 December 2022). "Appendix A: Classifying democracies". Pew Research Center's Global Attitudes Project. Retrieved 27 December 2022.
- ↑ Dobratz, B. A. (2015). Power, Politics, and Society: An Introduction to Political Sociology. Taylor & Francis. p. 47. ISBN 978-1-317-34529-9. Retrieved 30 April 2023.
- ↑ Michie, J. (2014). Reader's Guide to the Social Sciences. Taylor & Francis. pp. 95–97. ISBN 978-1-135-93226-8. Retrieved 3 April 2023.
- ↑ "Democracy data: how do researchers measure democracy?". Our World in Data. 17 June 2022. Retrieved 17 April 2023.
- ↑ "The 'Varieties of Democracy' data: how do researchers measure democracy?". Our World in Data. 30 November 2022. Retrieved 3 April 2023.
- ↑ "Breaking Down Democracy". Freedom House. Retrieved 3 April 2023.
- ↑ "Democracy and Autocracy, Why do Democracies Develop and Decline", Vol. 21(1) June 2023, Democracy and Autocracy Section, American Political Science Association.
- ↑ "Democracy Report 2026, Unraveling The Democratic Era?" (PDF). Retrieved 17 March 2026.
- ↑ "Country Graph". V-Dem Institute. March 2026. Archived from the original on 1 March 2026. (Choose "World" and under "VDem Indices" select "Election Democracy Index" and "Liberal Democracy Index". Click on the three horizontal lines in the upper right, and in the resulting drop-down menu choose "Download Graph Data as CSV")
- ↑ "Global Dashboard". BTI 2022. Retrieved 17 April 2023.
- ↑ Ide, William (11 January 2000). "Freedom House Report: Asia Sees Some Significant Progress". Voice of America. Archived from the original on 4 December 2013. Retrieved October 13, 2012.
- ↑ "Freedom in the World". Freedom House. 1 February 2021. Retrieved 3 April 2023.
- ↑ for indirect and direct participation see e.g. participation.direct participation.direct/words-theory, participation.direct/in-politics
- ↑ "An EIU report: Democracy Index 2025". Economist Intelligence Unit.
- ↑ "Democracy Report 2022: Autocratization Changing Nature?" (PDF), V-Dem Institute, University of Gothenburg.
- ↑ "Governance Report". BTI 2022. Archived from the original on 20 September 2021. Retrieved 17 April 2023.
- ↑ "The Global State of Democracy Indices". International Institute for Democracy and Electoral Assistance. Archived from the original on 4 November 2021. Retrieved 26 May 2023.
- ↑ "Democracy Perception Index – Alliance of Democracies".
- 1 2 Benjamin von Wyl, edited by Mark Livingston, adapted from German by Julia Bassam: Swiss report sheds light on state of direct democracy worldwide – The Centre for Democracy Studies Aarau now produces an annual overview of referendums held in Switzerland and around the world. Political expert Mara Labud explains why this is important., swissinfo.ch, May 6, 2026
- ↑ (de) zdaarau.ch/de/themen/abstimmungsdatenbank
- 1 2 3 c2d.ch
- ↑ Study reports of the ZDA, on zdaarau.ch
- 1 2 The World of Referendums (WoR), Yearly Referendum Database (RDB) report series, on report.rdb.vote
- ↑ (de) uzh.ch/de/explore/management/professorships/in_memoriam/2018/Andreas-Auer.html
- ↑ democracybarometer.org
- ↑ Laakso, Markku; Taagepera, Rein (1979). "'Effective' Number of Parties: A Measure with Application to West Europe". Comparative Political Studies. 12 (1): 3–27. doi:10.1177/001041407901200101. ISSN 0010-4140. S2CID 143250203.
- ↑ "Failed States FAQ". Fund for Peace. Archived from the original on 18 November 2010. Retrieved 25 August 2007.
- ↑ "The Gallagher Index". iscanadafair.ca. Retrieved 3 April 2023.
- ↑ Huber, John D.; Powell, G. Bingham (1994). "Congruence between Citizens and Policymakers in Two Visions of Liberal Democracy". World Politics. 46 (3). footnote 40. doi:10.2307/2950684. ISSN 0043-8871. Retrieved 28 April 2026.
- ↑ Karp, Jeffrey A.; Banducci, Susan A. (2008). "Political Efficacy and Participation in Twenty-Seven Democracies: How Electoral Systems Shape Political Behaviour". British Journal of Political Science. 38 (2). Cambridge University Press: 311–334. doi:10.1017/S0007123408000161. hdl:10036/64393. ISSN 0007-1234. JSTOR 27568347. S2CID 55486399. Retrieved 16 June 2023.
- ↑ "Internal and external political efficacy – Government at a Glance 2021". OECD iLibrary. Archived from the original on 6 October 2021. Retrieved 16 June 2023.
- ↑ Cheibub, José Antonio; Gandhi, Jennifer; Vreeland, James Raymond (April 2010). "Democracy and dictatorship revisited". Public Choice. 143 (1–2): 67–101. doi:10.1007/s11127-009-9491-2. JSTOR 40661005. S2CID 45234838.
- ↑ "Democracy-Dictatorship_Index". Kaggle. 17 July 2020. Retrieved 3 April 2023.
- ↑ "Home". Democracy Ranking (in German). 12 February 2017. Archived from the original on 11 September 2013. Retrieved 3 April 2023.
- ↑ "Polity IV Project". Table footnote. Archived from the original on 4 May 2020. Retrieved 11 January 2020.
- ↑ "Boix-Miller-Rosato dichotomous coding of democracy, 1800–2020, version 4.0 – bmr". xmarquez.github.io. Retrieved 17 April 2023.
- ↑ Skaaning, Svend-Erik; Gerring, John; Bartusevičius, Henrikas (26 April 2015). "A Lexical Index of Electoral Democracy" (PDF). Comparative Political Studies. 48 (12). Sage Publications: 1491–1525. doi:10.1177/0010414015581050. ISSN 0010-4140. S2CID 16062427.
- ↑ Krauss, Alexander (2 January 2016). "The scientific limits of understanding the (potential) relationship between complex social phenomena: the case of democracy and inequality". Journal of Economic Methodology. 23 (1): 97–109. doi:10.1080/1350178X.2015.1069372. S2CID 51782149 – via CrossRef.
- ↑ Dahl, Robert A.; Ian Shapiro; José Antônio Cheibub; and Adam Przeworski. "Minimalist Conception of Democracy: A Defense." Essay. In The Democracy Sourcebook, pp. 12–17. Cambridge: Massachusetts Institute of Technology Press, 2003.
- ↑ Schmitter, Philippe C. and Terry Lynn Karl. 1991. "What Democracy is.. . and is Not." Journal of Democracy 2 (3): 75–88
- ↑ Esaiasson, Peter; Wlezien, Christopher (2017). "Advances in the Study of Democratic Responsiveness: An Introduction". Comparative Political Studies. 50 (6): 699–710. doi:10.1177/0010414016633226.
- ↑ The Journal of Politics. 70 (3): 632–647.
- ↑ Samuels, David. "Chapter 3: Democratic Political Regimes." Essay. In Comparative Politics. New York: Pearson Education, 2013.
- ↑ Clark, William Roberts; Matt Golder; and Sona Nadenichek Golder. "Chapter 5: Economic Determinates of Democracy." Chapter. In Foundations of Comparative Politics, pp. 351–392.
- ↑ Högström, John (2013). "Does the Choice of Democracy Measure Matter? Comparisons between the Two Leading Democracy Indices, Freedom House and Polity IV". Government and Opposition. 48 (2): 201–221. doi:10.1017/gov.2012.10.
- ↑ Piironen, Ossi. 2005. "Minimalist Democracy without Substance? an Evaluation of the Mainstream Measures of Democracy." Politiikka. 47 (3): 189–204.
- ↑ Fuchs, Dieter; Roller, Edeltraud (2018). "Conceptualizing and Measuring the Quality of Democracy: The Citizens' Perspective". Politics and Governance. 6 (1): 22. doi:10.17645/pag.v6i1.1188.
- ↑ Mayne, Quinton; Geißel, Brigitte (2018). "Don't Good Democracies Need 'Good' Citizens? Citizen Dispositions and the Study of Democratic Quality". Politics and Governance. 6 (1): 33. doi:10.17645/pag.v6i1.1216.
- ↑ Gerardo L. Munck and Jay Verkuilen, "Conceptualizing and Measuring Democracy: Evaluating Alternative Indices," Comparative Political Studies. 35, 1 (2002): 5–34. https://citeseerx.ist.psu.edu/viewdoc/download?doi=10.1.1.469.3177&rep=rep1&type=pdf.
- ↑ Little, Andrew T.; Meng, Anne (11 January 2024). "Measuring Democratic Backsliding". PS: Political Science & Politics. 57 (2): 149–161. doi:10.1017/S104909652300063X. ISSN 1049-0965.
- ↑ Knutsen, Carl Henrik; Marquardt, Kyle L.; Seim, Brigitte; Coppedge, Michael; Edgell, Amanda B.; Medzihorsky, Juraj; Pemstein, Daniel; Teorell, Jan; Gerring, John; Lindberg, Staffan I. (11 January 2024). "Conceptual and Measurement Issues in Assessing Democratic Backsliding". PS: Political Science & Politics. 57 (2): 162–177. doi:10.1017/S104909652300077X. ISSN 1049-0965.
- 1 2 Seva Gunitsky: How do you measure ‘democracy’?, 2015 – see further reading below
- 1 2 Seva Gunitsky: Lost in the Gray Zone: Competing Measures of Democracy in the Former Soviet Republics, in Ranking the World – see further reading below
- 1 2 3 Michael Coppedge, John Gerring et al.: Conceptualizing and Measuring Democracy: A New Approach – see further reading below
- 1 2 Ranking the World – Grading States as a Tool of Global Governance, 2015 – see further reading below
- 1 2 working paper by Vladimir Rott, participation.direct, March 2013 / May 2016 (PDF upon request)
- ↑ direct and/or indirect participation? see e.g. participation.direct, participation.direct/words-theory, participation.direct/in-politics
- ↑ throughout the whole society / all the people in all things in common? see e.g. participation.direct, participation.direct/in-politics, participation.direct/participation-for-all
Further reading
- Munck, G. L. (2009). Measuring Democracy: A Bridge between Scholarship and Politics. Democratic Transition and Consolidation. Johns Hopkins University Press. ISBN 978-0-8018-9650-7.
- Michael Coppedge and John Gerring, with David Altman, Michael Bernhard, Steven Fish, Allen Hicken, Matthew Kroenig, Staffan I. Lindberg, Kelly McMann, Pamela Paxton, Holli A. Semetko, Svend-Erik Skaaning, Jeffrey Staton and Jan Teorell: Conceptualizing and Measuring Democracy: A New Approach, pp. 247–267, Perspectives on Politics 9 (2), American Political Science Association, Cambridge University Press 2011, doi:10.1017/S1537592711000880, ISSN 1537-5927, JSTOR 41479651, S2CID 11629045
- Seva Gunitsky: How do you measure ‘democracy’?, Washington Post, June 23, 2015
- Alexander Cooley, Barnard College, Columbia University, Jack Snyder, Columbia University, New York (Editors), Alexander Cooley, Rawi Abdelal, Mark Blyth, Mlada Bukovansky, Nehal Bhuta, Seva Gunitsky, Sam Schueth, Jack Snyder: Ranking the World – Grading States as a Tool of Global Governance, Cambridge University Press, October 2016, ISBN: 9781107484122 (Paperback) / April 2015, ISBN: 9781107098138 (Hardback)
- Seva Gunitsky: Lost in the Gray Zone: Competing Measures of Democracy in the Former Soviet Republics. In Ranking the World: Grading States as a Tool of Global Governance, edited by Alexander Cooley and Jack Snyder, p.112-150. Cambridge University Press, 2015, PDF on Seva Gunitsky's web at the Toronto University: http://individual.utoronto.ca/seva/dem_measures.pdf
- Kahn, H. (2017). On Measuring Democracy: Its Consequences and Concomitants: Conference Papers. Taylor & Francis. ISBN 978-1-351-50205-4.
- Sönmez, Hakan (30 September 2020). "Democratic Backsliding or Stabilization?". Politikon: The IAPSS Journal of Political Science. 46. International Association for Political Science Students: 54–78. doi:10.22151/politikon.46.3. ISSN 2414-6633. S2CID 224846248.
- Croissant, Aurel; Pelke, Lars (25 April 2022). "Measuring Policy Performance, Democracy, and Governance Capacities: A conceptual and methodological assessment of the Sustainable Governance Indicators (SGI)". European Policy Analysis. 8 (2). Wiley: 136–159. doi:10.1002/epa2.1141. ISSN 2380-6567.
External links
- Democracy data: how do researchers measure democracy? – Our World in Data
- How do you measure ‘democracy’? – The Washington Post
- Catalogue of Indices 2016 – Global Observatory